This page contains links to the rules, regulations and guidance that apply to our authorised firms.
The information on this page may also help:
- firms providing unreserved legal activities
- legal professionals considering setting up a firm
- existing firms interested in switching regulator
Practice rules
- CILEx Accounts Rules
- CILEx Authorisation Rules
- CILEx Code of Conduct
- CILEx Regulation Compensation Arrangements Rules
- CILEx Professional Indemnity Insurance Rules
- Strategic Risk Committee Rules
- CILEx Regulation Licensing Rules
- CILEx Regulation Transparency Rules
Governance
- Roles and Responsibilities for Entity Regulation
- Approach to applicant Entities seeking authorisation
Guidance
- Titles, Logos and Regulatory Statement (Authorised Entities)
- Titles, Logos and Regulatory Statement (Non-Authorised Entities)
- First Tier Complaints Handling Guidance
- Alternative Dispute Resolution (ADR) Guidance
- Fitness to Own Guidance
- CILEx Regulation Compensation Arrangements Guidance
- Transparency Guidance
- Transparency Rules Checklist
- Third-party managed accounts
- Client care letters – key principles
